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How do they match:
Financial Examiners
2
Alternate Occupation Titles
Securities
and
Real Estate Director
Securities
Compliance Examiner
1
O*NET-SOC Description
Enforce or ensure compliance with
laws
and
regulations governing financial
and
securities
institutions
and
financial
and
real estate transactions. May examine, verify, or authenticate records.
7
Tasks
Confer with officials of real estate,
securities
, or financial institution industries to exchange views
and
discuss issues or pending cases.
Investigate activities of institutions to enforce
laws
and
regulations
and
to ensure legality of transactions
and
operations or financial solvency.
Prepare reports, exhibits,
and
other supporting schedules that detail an institution's
safety
and
soundness, compliance with
laws
and
regulations,
and
recommended solutions to questionable financial conditions.
Recommend actions to ensure compliance with
laws
and
regulations, or to protect solvency of institutions.
Review
and
analyze new, proposed, or revised
laws
, regulations, policies,
and
procedures to interpret their meaning
and
determine their impact.
Review applications for mergers, acquisitions, establishment of new institutions, acceptance in Federal Reserve System, or registration of
securities
sales to determine their
public
interest value
and
conformance to regulations,
and
recommend acceptance or rejection.
Verify
and
inspect cash reserves, assigned collateral,
and
bank-owned
securities
to check internal control procedures.
1
Detailed Work Activity
Evaluate applicable
laws
and
regulations to determine impact on organizational activities.
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Work Values
Crosswalks
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DOT
RAPIDS
ESCO
Sites
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U.S. Department of Labor
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Creative Commons CC-BY
License
How do they match: 13-2061.00 - Financial Examiners
by
U.S. Department of Labor, Employment and Training Administration
is licensed under a
Creative Commons Attribution 4.0 International License
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Site updated August 9, 2024
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