How do they match: Financial Examiners

  • Special Investigation Unit Investigator
  • Special Investigator
  • BSA/AML Officer
  • Bank Compliance Officer
  • Bank Secrecy Act Anti-Money Laundering Officer
  • CRA Officer
  • Commercial Escrow Officer
  • Community Reinvestment Act Officer
  • Compliance Officer
  • Compliance Specialist
  • Escrow Officer
  • Examining Officer
  • HMDA Specialist
  • Home Mortgage Disclosure Act Specialist
  • Securities and Real Estate Director
  • Title Escrow Officer

  • Confer with officials of real estate, securities, or financial institution industries to exchange views and discuss issues or pending cases.
  • Examine the minutes of meetings of directors, stockholders, and committees to investigate the specific authority extended at various levels of management.
  • Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.
  • Resolve problems concerning the overall financial integrity of banking institutions including loan investment portfolios, capital, earnings, and specific or large troubled accounts.
  • Review audit reports of internal and external auditors to monitor adequacy of scope of reports or to discover specific weaknesses in internal routines.
  • Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.

  • Advise others on legal or regulatory compliance matters.
  • Confer with others about financial matters.
  • Prepare operational reports.