How do they match: Financial Examiners

  • Securities and Real Estate Director

  • Evaluate data processing applications for institutions under examination to develop recommendations for coordinating existing systems with examination procedures.
  • Investigate activities of institutions to enforce laws and regulations and to ensure legality of transactions and operations or financial solvency.
  • Review applications for mergers, acquisitions, establishment of new institutions, acceptance in Federal Reserve System, or registration of securities sales to determine their public interest value and conformance to regulations, and recommend acceptance or rejection.
  • Review balance sheets, operating income and expense accounts, and loan documentation to confirm institution assets and liabilities.

  • Advise others on legal or regulatory compliance matters.
  • Confer with others about financial matters.
  • Prepare operational reports.