License: Licensed Personal Financial Advisor

P.O. Box 304700
Montgomery, AL 36104
(334) 242-2984

To become licensed in the State of Alabama, the applicant must have a $10,000 net worth or a surety bond of $50,000, an audited or attested balance sheet prepared with GAAP standards within the last 90 days; Applicants must successfully pass the required qualification examination.

  • Registry
  • State exam required
  • Degree required
  • Continuing education required
  • Affidavit or referral required
  • Felony convictions prohibited
License information updated 10/31/2020