License: Licensed Personal Financial Advisor
P.O. Box 304700
Montgomery, AL 36104
(334) 242-2984
To become licensed in the State of Alabama, the applicant must have a $10,000 net worth or a surety bond of $50,000, an audited or attested balance sheet prepared with GAAP standards within the last 90 days; Applicants must successfully pass the required qualification examination.
- Registry
- State exam required
- Degree required
- Continuing education required
- Affidavit or referral required
- Felony convictions prohibited
License information updated 10/31/2020