License: Investment Advisory Representative
1560 Broadway, Suite 900
Denver, CO 80202-0000
(303) 894-2320
DESCRIPTION: IARs are those individuals who are associated with Investment Advisers who formulate or deliver advice to clients and have a place of business in Colorado. LICENSE REQUIREMENTS: The employing Investment Adviser must register each Investm
- Stand-alone license
- No criminal record requirements
License information updated 07/01/2021